Abstract
OBJECTIVE
Dietary carbohydrate is the major determinant of postprandial glucose levels, and several clinical studies have shown that low-carbohydrate diets improve glycemic control. In this study, we tested the hypothesis that a diet lower in carbohydrate would lead to greater improvement in glycemic control over a 24-week period in patients with obesity and type 2 diabetes mellitus.
RESEARCH DESIGN AND METHODS
Eighty-four community volunteers with obesity and type 2 diabetes were randomized to either a low-carbohydrate, ketogenic diet (<20 g of carbohydrate daily; LCKD) or a low-glycemic, reduced-calorie diet (500 kcal/day deficit from weight maintenance diet; LGID). Both groups received group meetings, nutritional supplementation, and an exercise recommendation. The main outcome was glycemic control, measured by hemoglobin A1c.
RESULTS
Forty-nine (58.3%) participants completed the study. Both interventions led to improvements in hemoglobin A1c, fasting glucose, fasting insulin, and weight loss. The LCKD group had greater improvements in hemoglobin A1c (-1.5% vs. -0.5%, p = 0.03), body weight (-11.1 kg vs. -6.9 kg, p = 0.008), and high density lipoprotein cholesterol (+5.6 mg/dL vs. 0 mg/dL, p < 0.001) compared to the LGID group. Diabetes medications were reduced or eliminated in 95.2% of LCKD vs. 62% of LGID participants (p < 0.01).
CONCLUSION
Dietary modification led to improvements in glycemic control and medication reduction/elimination in motivated volunteers with type 2 diabetes. The diet lower in carbohydrate led to greater improvements in glycemic control, and more frequent medication reduction/elimination than the low glycemic index diet. Lifestyle modification using low carbohydrate interventions is effective for improving and reversing type 2 diabetes.
Background
The dietary macronutrient that raises postprandial serum glucose and insulin most potently is carbohydrate [1]. This observation led to the use of diets low in carbohydrate for the treatment of diabetes before insulin or other medication therapies were available [2]. In like fashion, individuals who are insulin-deficient are instructed to estimate the amount of carbohydrate in the meal and then to administer the insulin dosage based upon the amount of dietary carbohydrate. This strong relationship between dietary carbohydrate and postprandial serum glucose led to the development of medications that block carbohydrate absorption for the treatment of type 2 diabetes [3].
Clinical studies that have lowered the percentage of dietary carbohydrate and/or the glycemic index of the carbohydrate have consistently shown improvements in glycemic control among individuals with type 2 diabetes [4–8]. In randomized studies, low-carbohydrate diets have been found effective for the treatment of obesity for durations up to 24 months [9]. While glycemic control was not a primary outcome, some of these studies additionally demonstrated improvement in glycemic parameters when carbohydrate intake was lowered. In the Nurse’s Health Study cohort study, low-glycemic load diets were found to be associated with lower cardiac risk over a 20 year period [10]. One mechanism to explain these findings is that when patients are instructed to limit carbohydrate intake to low levels without mention of caloric intake, there is an overall reduction in caloric intake [11].
In several recent studies, in the outpatient setting and metabolic ward, low-carbohydrate ketogenic diets led to improvements in glycemic control among patients with diabetes [12–16]. While it may be intuitive that a low-carbohydrate ketogenic diet with fewer than 20 grams of carbohydrate intake per day would lead to better glycemic control than a “low-glycemic diet”, we are not aware that this idea has been actually tested. In the present study, our hypothesis was that a diet lower in carbohydrate would lead to greater improvement in glycemic control in patients with obesity and type 2 diabetes mellitus over 24 weeks in the outpatient setting.
Methods
PARTICIPANTS
Participants were recruited from the community by newspaper advertisements. After telephone screening, potential participants were scheduled for a “screening visit” which included informed consent approved by the local institutional review board, a medical history, physical examination and laboratory tests. The inclusion criteria were: diagnosis of type 2 diabetes mellitus > 1 year (confirmed by hemoglobin A1c > 6.0%), onset of diabetes after age 15 years, no history of diabetic ketoacidosis, age 18–65 years old, body mass index (BMI) from 27–50 kg/m2, and desire to lose weight. Exclusion criteria were: unstable or serious medical condition; significant co-morbid illnesses such as liver disease (AST or ALT > 100 IU/L), kidney disease (serum creatinine > 1.5 mg/dL), cancer; pregnancy; or nursing mothers. No monetary incentives were given.
INTERVENTIONS
If study criteria were met, participants were randomized to one of two treatment groups stratified upon BMI greater or less than 32 kg/m2 using a computer-generated list, and invited to attend the “baseline visit.” (Measurements taken at the “screening visit” were used as the initial value in comparison testing for laboratory tests; measurements from the “baseline visit” were used as the initial value for other outcomes.) The intervention for both groups included group sessions, diet instruction, nutritional supplements, and an exercise recommendation. Group meetings took place at an outpatient research clinic every week for 3 months, then every other week for 3 months. If a participant was taking medication for diabetes or hypertension, a physician reviewed the blood glucose and blood pressure readings and made medication changes according to a pre-specified algorithm. Participants were encouraged to exercise for 30 minutes at least 3 times per week, but no formal exercise program was provided. Both groups received the same nutritional supplements known to have a mild lowering effect on blood glucose levels (vanadyl sulfate 200 mcg/day, chromium dicotinate glycinate 600 mcg/day, alpha-lipoic acid 200 mg/day) [17,18].
LOW-CARBOHYDRATE, KETOGENIC DIET GROUP INTERVENTION (LCKD)
Using a lay-press diet book and additional handouts, a registered dietitian instructed participants to restrict intake of dietary carbohydrate to fewer than 20 grams per day, without explicitly restricting caloric intake [19]. Allowed foods were unlimited amounts of animal foods (i.e., meat, chicken, turkey, other fowl, fish, shellfish) and eggs; limited amounts of hard cheese (e.g., cheddar or swiss, 4 ounces per day), fresh cheese (e.g., cottage or ricotta, 2 ounces per day), salad vegetables (2 cupfuls per day), and non-starchy vegetables (1 cupful per day). Participants were encouraged to drink at least 6 glasses of permitted fluids daily. Drinking bouillon dissolved in water was recommended 2–3 times a day during the first two weeks to reduce possible side effects.
LOW-GLYCEMIC INDEX DIET GROUP INTERVENTION (LGID)
Using a lay-press diet book and additional handouts, a registered dietitian instructed participants to follow a low-glycemic index, reduced-calorie diet with approximately 55% of daily caloric intake from carbohydrate [20]. The energy intake was individualized to be 2.1 MJ (500 kcal) less than the participant’s calculated energy intake for weight maintenance (21.6*lean body mass + 370 kcal + activity factor) [21].
PRIMARY OUTCOME MEASURE
HEMOGLOBIN A1C
Hemoglobin A1c was measured at baseline, week 12, and week 24. The primary outcome was change in hemoglobin A1c from baseline to week 24, using an immunoassay technique. The hemoglobin A1c provides an estimate of glycemic control for the previous 3-month period and is predictive of clinical outcomes [22].
OTHER OUTCOME MEASURES
DIET COMPOSITION
All participants completed food records (5 consecutive days, including a weekend) at baseline, and during the intervention (weeks 4, 12, and 24). Participants were instructed how to document food record information and given handouts with examples of how to complete the records. A sample of completers (n = 8 for low-carbohydrate diet group; n = 7 for low-glycemic diet group) was selected for food record analysis based upon record detail. A registered dietitian analyzed the food records using a nutrition software program (Nutritionist Five, Version 1.6, First DataBank Inc., San Bruno, CA). Food record results were averaged over weeks 4, 12, and 24.
VITAL SIGNS
Wearing light clothing and no shoes, participants were weighed at each visit on the same calibrated scale. Body mass index was calculated as: (body weight in kilograms)/(height in meters)2. Systolic and diastolic blood pressures were measured in the non-dominant arm using an automated digital cuff (model HEM-725C, Omron Corp., Vernon Hills, IL) after sitting for 3 minutes. Two measurements were taken per visit and averaged for the analysis.
OTHER METABOLIC EFFECTS
Blood tests were obtained in the morning after at least 8 hours of fasting and processed by a commercial laboratory (Labcorp, Burlington NC). Glomerular filtration rate was estimated by using an equation containing the variables age, gender, race, and serum albumin, creatinine, and blood urea nitrogen (Modification of Diet in Renal Disease (MDRD) Study equation) [23]. Twenty-four hour urine collections for protein were collected at baseline and at 24 weeks.
ADVERSE EFFECTS
At all return visits, participants completed an open-ended side effects questionnaire. To enhance the description of side effects, participants completed a checklist of side effects commonly mentioned during weight loss studies at both the 20 and 24-week visit. These two measures were combined to report the proportion in each group who experienced an adverse effect at any time during the study.
MEDICATION CHANGES
At baseline and at all return visits, participants recorded all of their current medications with dosages and schedules.
STATISTICAL ANALYSIS
For categorical outcomes, comparisons between groups were performed using the chi square test or Fisher’s exact test, as appropriate. For all continuous outcomes, comparisons were made using a t-test or Wilcoxon rank-sum test as appropriate, testing the difference between groups for the change from baseline to week 24. For the primary outcome variable, a completer’s analysis and last observation carried forward (LOCF) were performed, and a multiple linear regression analysis adjusting for weight change was performed to determine if the change in hemoglobin A1c was independent of weight loss. A p value of ≤ 0.05 was considered statistically significant. Analyses were performed using SAS Statistical Software, Version 8.02 (SAS Institute Inc., Cary, NC). In order to detect a clinically meaningful change in hemoglobin A1c (absolute change of 1%, SD = 1.5) with 80% power (two-sided alpha of .05) in a completers analysis, a total of 60 participants was required. To protect for dropouts, 97 participants were recruited.
ROLE OF THE FUNDING SOURCE
The investigators conducted the study independently of the funding source. The funding source had no involvement in conduct of the study.
Results
PARTICIPANTS
213 potential participants were screened for eligibility, and 97 were randomized. Ten participants of 48 randomized to the LCKD group, and 3 of 49 participants randomized to the LGID group discontinued the study prior to the Week 0 visit and did not receive instruction, leaving 38 in the LCKD group and 46 in the LGID group for the analyses. For the LCKD group, 21 (55.3%) completed the study; reasons for discontinuation were: 3 refused assigned diet, 2 were unsatisfied with the diet, 2 were lost to follow-up, 2 were too busy, 1 relocated, and 7 cited no reason. For the LGID group 29 (63.0%) completed the study; reasons for discontinuation were: 1 refused assigned diet, 1 was unsatisfied with the diet, 2 were lost to follow-up, 3 were too busy, 1 relocated, 1 had difficulty adhering to the diet and 9 cited no reason. The baseline characteristics of study participants are shown in Table Table1.1. There were no clinically significant differences between the treatment groups.
TABLE 1
Baseline participant characteristics*
| Characteristic | Low -glycemic, reduced-calorie diet | Low-carbohydrate, ketogenic diet | ||||
| Enrollees (n = 46) |
Completers (n = 29) |
Non-completers (n = 17) |
Enrollees (n = 38) |
Completers (n = 21) |
Non-completers (n = 17) |
|
| Age, years | 51.8 ± 7.8 | 50.0 ± 8.4 | 54.9 ± 5.7 | 51.8 ± 7.3 | 51.2 ± 6.1 | 52.4 ± 8.7 |
| Female gender, % | 80.4 | 79.3 | 82.3 | 76.3 | 66.7 | 88.2 |
| White race, % | 45.7 | 44.8 | 47.1 | 57.9 | 66.7 | 47.1 |
| African-American race, % | 50 | 51.7 | 47.1 | 36.8 | 23.8 | 52.9 |
| College degree, % | 58.7 | 68.9 | 41.2 | 57.9 | 61.9 | 52.9 |
| Body weight, kg | 106.3 ± 20.1 | 105.2 ± 19.8 | 108.1 ± 20.9 | 105.5 ± 19.5 | 108.4 ± 20.5 | 101.9 ± 18.1 |
| Body mass index, kg/m2 | 38.5 ± 5.6 | 37.9 ± 6.0 | 39.4 ± 5.0 | 37.7 ± 6.1 | 37.8 ± 6.7 | 37.6 ± 5.3 |
* Values with plus/minus signs are means ± SD.
Hemoglobin A1c
From baseline to 24 weeks, the reduction of mean ± SD hemoglobin A1c was greater for the LCKD group (8.8 ± 1.8% to 7.3 ± 1.5%, p = 0.009, within group change, n = 21) than for the LGID group (8.3 ± 1.9% to 7.8 ± 2.1% p = NS, within group change, n = 29; between groups comparison p = 0.03) (Table 2). The mean change in hemoglobin A1c for the LCKD group was -1.5% (95% CI: -2.30, -0.71), and for the LGID group was -0.5% (95%CI: -1.04, 0.10). Using a theoretical probability matrix comparing the change in hemoglobin A1c for each individual in one group to each individual in the other group, the probability of having a greater improvement in hemoglobin A1c was 0.683 for being assigned to the LCKD group, compared to 0.300 for being in the LGID group (Figure 1) [26]. Fasting blood glucose and insulin improved similarly for both groups over the 24 weeks. In the LOCF analysis, the mean hemoglobin A1c at baseline and week 24 was 8.5% and 7.5% for the LCKD group, and 8.3% and 8.0% for the LGID group (p = 0.02, between groups comparison). In a multivariate linear regression model adjusting for weight change or BMI change, the between group comparison in change in hemoglobin A1c approached statistical significance (p = 0.06). Additionally, there was no correlation between change in hemoglobin A1c and change in weight (Figure 2).
Table 2 Effect of diet programs on indices of glycemic control and body weight
| Week 0 | Week 12 | Week 24 | Week 0 to 24 | Between Groups | Between Groups Adjusted* | |
|---|---|---|---|---|---|---|
| mean ± sd | mean ± sd | mean ± sd | mean change | p value | p value | |
| LGID | n = 29 | n = 29 | n = 29 | |||
| Hemoglobin A1c, % | 8.3 ± 1.9 | 7.5 ± 1.7 | 7.8 ± 2.1 | -0.5 | 0.03 | 0.06 |
| Fasting glucose, mg/dL | 166.8 ± 63.7 | 140.7 ± 39.9 | 150.8 ± 47.4 | -16.0** | 0.67 | 0.76 |
| Fasting insulin, μU/mL | 14.8 ± 6.9 | 13.9 ± 9.9 | 12.6 ± 6.5 | -2.2** | 0.10 | 0.84 |
| Body mass index, kg/m2 | 37.9 ± 6.0 | 36.5 ± 5.7 | 35.2 ± 6.1 | -2.7** | 0.05 | 0.10 |
| Body weight, kg | 105.2 ± 19.8 | 101.0 ± 16.9 | 98.3 ± 20.3 | -6.9** | 0.008 | 0.01 |
| LCKD | n = 21 | n = 21 | n = 21 | |||
| Hemoglobin A1c, % | 8.8 ± 1.8 | 7.2 ± 1.2 | 7.3 ± 1.5 | -1.5** | ||
| Fasting glucose, mg/dL | 178.1 ± 72.9 | 156.4 ± 50.7 | 158.2 ± 50.0 | -19.9** | ||
| Fasting insulin, uU/mL | 20.4 ± 9.3 | 14.3 ± 8.3 | 14.4 ± 6.9 | -6.0** | ||
| Body mass index, kg/m2 | 37.8 ± 6.7 | 34.4 ± 5.6 | 33.9 ± 5.8 | -3.9** | ||
| Body weight, kg | 108.4 ± 20.5 | 100.1 ± 17.8 | 97.3 ± 17.6 | -11.1** |




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